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Navigating the Complexities: Understanding Fiduciary Duty and Discretionary Authority in Investment Advisory
In the realm of investment advisory, fiduciary duty plays a crucial role in defining the responsibilities of financial professionals....
Feb 154 min read
Increase in Regulatory Complaints and Inquiries received by IIROC between 2020 - 2022
IIROC recently released statistics with respect to complaints and inquiries statistics for the period from 2020 to the end of 2022. It is...
Mar 20, 20233 min read
Issues with Fee Based and Managed Account platforms still exist after so many years
In December 2016, IIROC initiated a review of compensation-related conflicts and found recurring themes and concerns. Although disclosure...
Mar 20, 20233 min read
Stock Market Bubbles and Behavioral Finance
Behavioral finance is a field of study that seeks to understand how psychological biases and emotions can affect financial...
Mar 19, 20233 min read
Revolutionizing the Investment Advisory Business and Boosting Investment Returns with Advance AI
Title: Revolutionizing the Investment Advisory Business and Boosting Investment Returns with Advanced AI Introduction In recent years,...
Mar 19, 20232 min read
The masterpiece of precision and accuracy
A mechanical watch is a true marvel of engineering. It is comprised of many intricate parts that work together in perfect harmony to keep...
Mar 19, 20233 min read
New Canadian Investor Protection Fund officially launch
Toronto, Ontario - January 3, 2023 – New Self-Regulatory Organization of Canada (New SRO) and new Canadian Investor Protection Fund...
Mar 19, 20231 min read
Why your Investment Advisor do not meet your expectation ?
Investing is an essential component of any financial plan. For many investors, working with an investment advisor is an excellent way to...
Mar 19, 20232 min read
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